My duties

I am bound by and support the duties set out in the Financial Markets Conduct Act 2013. These duties relate to the way that I give advice.

I am required to: 

  • Meet the standards of competence, knowledge, and skills as set out in the Code of Professional Conduct for Financial Advice Services.

  • Give priority to my client’s interests above my own

  • Exercise care, diligence, and skill

  • Meet the standards of ethical behaviour, conduct, and client care set out in the Code of Professional Conduct for Financial Advice Services.*

This code of conduct is in place so that you can have the confidence that I have the expertise and processes in place to give you quality advice that is tailored to your individual needs. 

For further information, please visit the Financial Markets Authority (FMA) website - www.fma.govt.nz

All information provided about my licence and expertise is accurate and in accordance with the Fair Trading Act 1986.

If you have any questions, please get in touch